| Call Number (LC) | Title | Results |
|---|---|---|
| SE 1.2: |
The investor's advocate how the SEC protects investors, maintains market integrity, and facilities capital formation SEC telephone directory |
2 |
| SE 1.2:2001006436 | Avoiding internet investment scams tips for investors | 1 |
| SE 1.2:2002008793 | Regulation Fair Disclosure revisited a report | 1 |
| SE 1.2:2002008990 | Payment for order flow and internalization in the options markets | 1 |
| SE 1.2:2002008993 | Electronic communication networks and after-hours trading | 1 |
| SE 1.2:2002008994 | On-line brokerage keeping apace of cyberspace | 1 |
| SE 1.2:2002009005 | Report on reciprocal subpoena enforcement laws | 1 |
| SE 1.2:2002009007 | Report on the comparison of order executions across equity market structures | 1 |
| SE 1.2:2002009008 | Report on the practice of preferencing | 1 |
| SE 1.2: 64/4 | Late payment of interest on bonds | 1 |
| SE 1.2:97007194 | Notice of filing of amendment no. 2 relating to NAqcess system and accompanying rules of practice | 1 |
| SE 1.2:97007203 | Directory of State Securities Regulators | 1 |
| SE 1.2:97007207 | Investment fraud and abuse travel to-- cyberspace | 1 |
| SE 1.2:97007219 | Invest wisely advice from your securities industry regulators | 1 |
| SE 1.2:99012462 | Internet fraud how to avoid internet investment scams | 1 |
| SE 1.2:AC 3 | Accounts, opening a brokerage account | 1 |
| SE 1.2:AD 6 | Fair and efficient administrative proceedings report of the Task Force on Administrative Proceedings of the United States Securities and Exchange Commission | 1 |
| SE 1.2:AD 9 | Investment advisers what you need to know before choosing one | 1 |
| SE 1.2:AF 3 | Stopping affinity fraud in your community : how to avoid investment scams that target groups | 1 |
| SE 1.2:AF 3/2014/SPAN. | Cómo detener el fraude de afinidad en su comunidad : cómo evitar las estafas de inversion dirigidas a ciertos grupos | 1 |